Execution Speed - in seconds

Order Routing – to a limited number of prospective counter-parties to achieve best executions while also protecting issuers’ non-public information

Issuer Controls – prospective counter-parties must sign a non-disclosure agreement and meet any other requirements of each issuer’s transfer process.

Investor Safeguards – there are several investor safeguards, such as the ability to enter buy orders with contingencies (e.g. due diligence)

Order Management – prospective counter-parties and issuers can monitor order status and private trades in settlement process

Flexibility – Members elect whether to do business offline or, online through NYPPEX.

Regulatory Compliance - prospective counter-parties must be pre-qualified and the appropriate regulations and local banking laws must be met for each private trade