NYPPE Holdings, LLC is a Delaware limited liability company. We were founded in 1998 and are based in Greenwich, CT.

We provide access to the global private markets for liquidity and trading alternative assets to qualified broker-dealers, advisors, institutions and private clients.

We offer a comprehensive menu of specialized and technology-based private trading, banking and other financial services for the alternative asset class.

We provide our services through various subsidiaries and brands including:

	NYPPEX - investment banking and advisory services for portfolio divestitures, Initial Private Listings ("IPLs"), block trading of unregistered interests in private partnerships and securities in private companys' worldwide.
	NYPPEX QMS - NYPPEX’s Qualified Matching Service under IRS 1.7704
	OffRoad Capital - investment banking for private capital raises and recapitalizations for private companys' and funds
	OffRoad Research - fair value reports on private companies and funds
	OffRoad Advisors - merger and acquisition advisory services

Our core products and services are a) investment banking and advisory services for portfolio divestitures, b) listing services for private companies unregistered securities, c) block trading of unregistered securities of private companies and unregistered interests in private partnerships, d) arranging credit facilities backed by alternative investments, and e) custody services for alternative assets.

We are privately-held and have over 200 shareholders comprised of financial institutions, funds, advisors and private clients located in the U.S and outside the U.S.

Many of our shareholders are also customers. Typically, they share our vision that the $3.3 trillion global private market is in its early stages of development and will likely grow rapidly in the coming years.

NYPPEX has led the consolidation of its sector by acquiring OffRoad Capital, Inc; Private Trade, Inc; and US Venture Exchange, Inc.

In 2004, the IRS provided a private letter ruling to NYPPEX, which in summary, a) recognized the NYPPEX QMS as a qualified matching service under IRS Reg. 1.7704 (the NYPPEX QMS enables private partnerships to transfer up to 10% of their outstanding interests per year, instead of the standard 2%, if such partnerships and their transfers meet the other requirements for a QMS safe-harbor exemption) and b) stated that private partnerships whose interests are transferred at NYPPEX, will not be viewed as having become publicly-traded partnerships (and subject to taxation). The IRS private letter ruling to NYPPEX enables general partners to permit more of their limited partners to sell interests and access liquidity each year, and with reduced risk.

In 2002, the SEC granted Alternative Trading System status to NYPPEX. However, we have elected to operate as a NASD broker-dealer in the near-term, to better protect our intellectual property and proprietary technologies. An Alternative Trading System operates as a securities exchange, however, does not have the responsibility of regulating its members.

For further information please contact us at 203-422-5000 x200 or by email at inquiries@nyppex.com.

Important Note: For informational purposes only. Nothing contained herein is a solicitation of an investment or transaction of any kind, which may only be done through an issuer’s private placement memorandum, in jurisdictions where such private offerings are permissible, and only in compliance with applicable regulations and local banking laws.